Register with a b/d, no assets

Sep 30, 2010 4:11 am

I am former wholesaler with a 7 and 63.  I want to become a FA with a b/d.  Looking to partner with a b/d with no minimum AUM since I do not have a book to bring over, or immediate comission stream.

Thanks!!

Sep 30, 2010 8:36 pm

Merrill is hiring like crazy.  Ask to join their PMD program.  I would be suprised if they declined you