Leaving Old Firm
Nov 7, 2009 1:32 am
I am leaving my old firm where I sold health and IRA rollovers. I am starting my own firm with the principal business being health insurance. However, I’d still like to help people who ask rollover their old balances. Do I have to become a broker-dealer?
Source URL:https://www.wealthmanagement.com/forums/rookies-trainees/leaving-old-firm