Have to be employed for 3 months to take series 7
May 18, 2008 9:40 pm
Is that true? my manager said that, this guy is hiding something
I believe as long as we have sponsorship, we can take it, right ? and also I don't believe i have to wait 3 months to be registered either. If we pass, then why have to wait 3 months ? anyone knows about this stuff ? ? thanksMay 18, 2008 11:06 pm
but do we have to be employed for 3 months to get sponsorship in the first place ??
May 19, 2008 2:38 am
I was sponsored before being hired. They opened the window for the exam, I took, I passed, and that was that. But much like iceco1d said: I might be firm policy.
May 19, 2008 5:47 pm
What capacity would they have you in for those three months?
May 20, 2008 10:29 pm
Finra requires a 16 week training period before you are licensed initially.
May 21, 2008 12:28 am
Primo is right. You can take the 7 and 66 earlier, but you’re in the holding pen until that four months is up if you are a new/new.
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