FINRA License Certificates?!
Jan 19, 2008 7:30 am
Greetings everyone, just registered for this site and I'm a new FA! I have a quick question in regards to FINRA series licenses. Just like insurance licenses, where you receive a actual license and what not with the state seal, does FINRA offer the same for series licenses?
Jan 19, 2008 3:49 pm
No.
License registrations are kept on file with FINRA.Source URL:https://www.wealthmanagement.com/forums/rookies-trainees/finra-license-certificates