Will I have to register
Jul 21, 2016 1:38 am
Hey everyone,
I am taking my series 65 next summer but wanted to know if I was exempt from registering with the states now, if I started managing only a couple family members money through a custodian. It is only 5 total family members spread through three states, does this give me exemption from registering or will I still have to. If anyone knows the answer please advise, Thank you very much.
Source URL:https://www.wealthmanagement.com/forums/rias-independents/will-i-have-register