Web CRD U4 Amendment
Aug 18, 2020 3:20 pm
I have a question on the dissolution of question 14K on the U4 (Disclosure Questions) and would appreciate any answers based on experience / knowledge.
Question 14K (1) Within the past 10 years - have you made a compromise with creditors, filed a bankruptcy petition or been the subject of an involuntary bankruptcy petition?
My question to the forum> AFTER to the 10 year bankruptcy reporting period has past:
do we conduct U4 Amendment removing the DRP as of the BK "discharge date’?
Source URL:https://www.wealthmanagement.com/forums/rias-independents/web-crd-u4-amendment