Seeking Compliance person in Los Angeles
Mar 12, 2011 2:27 am
New here, so I'm not sure if this is the right place to post this kind of request (or if its appropriate at all on here). We are in the process of registering with FINRA as a b/d and are seeking an employee that can provide the compliance function, so a 24 is a must. We are a small shop, and provide M&A services for smaller firms. We're located in Santa Monica. Please contact me at [email protected]
Source URL:https://www.wealthmanagement.com/forums/rias-independents/seeking-compliance-person-los-angeles