New Indi - Need help
1. Can any one share their compliance check list. I am starting new and I want to make sure that I keep all the necessary records/documentation.
2. What software/template do you use for client suitability?
3. How frequently do you update the financial statements
4. Is there any oneone/business who can take my adv part 2 and put it in nice brochure format rather than a PDF? Do you take a signature when you deliver the adv part2 and 2(b) so that you have a proof that you have delivered?
5. Any recommendation for creating a website
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