Getting Out
I need to temporarily get out of the business (1-2 years max), and I need to know the timeframe I can hold a Series 7 and not be affiliated with a Broker Dealer. Anyone know the answer? It used to be 2 years, but it may be shorter now. Thanks!
24 months after your resignation. Just had that answered by compliance here.
Aguilartx is correct. Technically, it can take a bit of time after resignation for your U5 to process. The actual date may fall a couple of weeks after resignation as did mine.
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