Finra
Jan 4, 2015 12:29 am
FINRA will eventually destroy the RIA business as it has the B/D world. The biggest problem is Rick Pullano (13408 Scottish Autumn Ln. Darnestown, Md. 20878). Write to him directly because he doesn't believe advisors or RIA's are entitled to any privacy.
Source URL:https://www.wealthmanagement.com/forums/rias-independents/finra