U5 Defamation: BrokeAndBroker Blog
Mar 4, 2008 4:05 pm
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You know how everyone says that you can’t do anything about a defamatory U5? Well, read these recent arbitrations and think again!
Mar 4, 2008 4:54 pm
It’s about time!!!
Thankfully, I've never had to deal with problem language of a U-5, but for those who have, it appears to be an exercise in frustration...at least until recently. Thanks for the info...Source URL:https://www.wealthmanagement.com/forums/legal-issues/u5-defamation-brokeandbroker-blog