Transposing Your Clients' Phone Numbers -- FINRA Not Amused

Jun 30, 2010 12:52 pm

  

A Not-So-Clever Resignation Strategy  

By: Bill Singer, Publisher of RRBDLaw.com and BrokeAndBroker.com

Okay, you are really, really unhappy at your member firm. You're getting ready to quit and set up shop somewhere else. Take this as a friendly warning. That idea you have about changing your customers' phone numbers and mailing addresses in your firm's database?

How can I put this delicately? Are you nuts? Listen, don't do it. Don't even think about doing it.?

TO READ THE FULL ARTICLE, VISIT:

http://registeredrep.com/securities_law/finance_notsoclever_resignation_strategy/