Statute of Limitations
Feb 8, 2006 5:23 am
What is the statutes of limitations on client complaints?
Can a client come back and complain about a transaction years after the fact, even if he or she was aware of the situation.
What happens when a client complaint involves a broker who is no longer at the firm?
Source URL:https://www.wealthmanagement.com/forums/legal-issues/statute-limitations-0