Securities America Hit with Punitive Damages in FINRA "Medical Capital Notes" Arbitration

Jan 5, 2011 12:48 pm

anonymous

http://www.brokeandbroker.com/index.php?a=blog&id=722

A truly intriguing set of facts involving allegations of massive fraud by the SEC and the State of Massachusetts brought up-to-date via a FINRA public customer arbitration.  Read the entire saga at BrokeAndBroker.com

http://www.brokeandbroker.com/index.php?a=blog&id=722

Source URL:https://www.wealthmanagement.com/forums/legal-issues/securities-america-hit-punitive-damages-finra-medical-capital-notes-arbitration