Series 53 and 24
Aug 13, 2019 7:26 pm
My firm is telling me that I need to get a Series 53 because my RRs sell 529 Plans. Wouldn’t my Series 24, 9 & 10 cover this? I’ve have my Series 24 since 2001.
Source URL:https://www.wealthmanagement.com/forums/legal-and-compliance-issues/series-53-and-24