Parking licenses
Sep 15, 2009 6:03 pm
Does anyone know a firm that will let me park my licenses? I left production to take a position at a small private equity firm. A few of our pending deals might require someone with a securities license (referral arragements, commision splits, etc…) and I’m up against my 2 year inactivity window.
Any help is much appreciated.Sep 15, 2009 6:34 pm
I’m pretty sure FINRA frowns upon parking a license.
Sep 15, 2009 10:10 pm
I’m pretty sure of that, too. Just thought I’d ask.
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