Help with fiduciary project

Aug 16, 2012 8:58 pm

I’m a former wirehouse advisor (now working on the RIA side) who does some pro bono work with a non-profit that does research on the fiduciary standard and consumer protection.

As part of a research project, I am collecting advisory/investment management account agreements from the big banks which we are going to analyze and compare for an event we are hosting in D.C. I have several advisory contracts already, but am hoping to get some additional ones.

If you work at a wirehouse (or did and have a copy of one of these forms) and wouldn’t mind sending me a copy, it would be greatly appreciated. Please either PM me or, if you would prefer to submit anonymously, you can upload a document to my public skydrive account, at:

Aug 18, 2012 1:16 am

you’re kidding right?