Skip navigation

Securities Law Considerations for Trusts and Estates Advisors: Part II

Reporting and short-swing profit rules applicable to insiders

As trusts and estates advisors, we often counsel our high-net-worth (HNW) clients in connection with wealth transfers of their interests in various types of entities. In Part I of this series,1 we discussed the U.S. securities law considerations for trusts and estates advisors in connection with common estate-planning vehicles investing in private investment funds. In addition, trusts and estates advisors should be aware of potential reporting and short-swing profit rules

Subscription Options

Please Log in if you are currently a Trusts & Estates subscriber.

If you are interested in unlimited article access for one year, please select Annual Subscription below.

Hide comments


  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.