David Harris, who reportedly has more than $300 million in assets under management, moved to UBS Securities from Smith Barney on April 30, according to the NASD database. Harris, based in Houston, who has written for Registered Rep., was with...
In the City of London, there are at least two doorways worthy of a visit from anyone interested in finance. One belongs to the Bank of England, an elegant, imposing building on Threadneedle Street, where the men who search the bags of visitors...
Back in 1981, when Philip J. Purcell helped engineer the odd-sounding merger of Sears Roebuck and Dean Witter, he had a vision. He knew the 401(k) legislation encouraging people to invest for retirement would create a voracious appetite for mutual...
Morgan Ups Offer to Prospective Candidates
It's fair to argue that the attention devoted to the market timing and late trading scandals is way out of proportion with their actual monetary impact on investors. But, for better or worse, John Q. Investor seems to have decided that the entire...
But given the soft market, reps are likely to stay put even if management doesn't sweeten the pot.