In this week’s fund news, how Dave Portnoy used the indexer loophole to promote BUZZ, Driehaus loses its founder, and Morningstar doubles analyst coverage for model portfolios.
Be honest about how well the 'set it and forget it' approach works in investing—and how investment management is just a small part of what clients pay you for.
More RIAs are building career paths for their client service and operations staff as well as paths to ownership to retain and recruit top talent, according to a recent Schwab report.
FINRA-regulated firms say the industry is prepared to conduct proper supervision virtually on a permanent basis after the pandemic ends; state securities regulators and others worry about what could slip through the cracks without physical...
Reegan Rae was recently tapped to lead Portland-based, employee-owned RIA Arnerich Massena, an advisor to HNW families and institutions. Leadership diversity is key for clients, she says.
