Successful financial advisors know what their clients really think about them. Period. With that in mind, we talked to Katherine Wertheim, a fund-raising consultant for nonprofits in Ventura, Calif., about her experiences as a client.

Schwab added 10 funds from Direxion, three from Global X as well as JPMorgan's BetaBuilders ETFs.

An Introduction to Independence: Five Key Podcast Episodes to Jumpstart Your Knowledgebase

Just follow the money.

Craig Findley, a star advisor who was terminated by UBS in April, pulled his team from the brokerage and set up his own $1.5 Billion RIA, Venture Visionary Partners.

A Tamarac-based digital account opening feature is now broadly available.

Pivotal Planning Group serves high-net-worth families and employer retirement plans for small businesses.

The RIA custodian believes the SEC’s change of language around the fiduciary standard is inconsequential.

In addition, the firm announces a new integration with Genivity meant to help advisors working with clients on planning for healthcare costs later in life.

Digital account opening made simpler through completed integrations with TD Ameritrade and Schwab, more on the way.