The settlement between the SEC and Chistoper Hibbard comes several months after he was sentenced to more than eight years in jail for defrauding numerous clients.

The mergers, acquisitions and advisor moves you may have missed the week of April 12 to 16, 2021.

Advisor Lisa Quadrini has departed Wells Fargo for Brandywine Oak Private Wealth, where she worked when it was part of Merrill Lynch.

Four former Bank of America Merrill Lynch advisors launched an independent practice via LPL's new Strategic Wealth Services affiliation model.

The mergers, acquisitions and advisor moves you may have missed that were announced the week of April 5–9, 2021.

While the rules may not have changed, it appears the consequences have—and advisors are feeling more vulnerable than ever.

The mergers, acquisitions and advisor moves announced from March 29 to April 2, 2021.

The advisors come from Kestra Investment Services, Key Investment Services, Bank of America Merrill Lynch and UBS Financial Services.

BIPOC- and women-owned firms manage just 1.3% of assets. Advisors are in a position to help change that number.

Kingswood U.S. CEO Derek Bruton is leaving the firm in June.