With Ex-Cetera CEO Larry Roth on board, Kingswood Holdings raises $115 million as the first 'blank check' company intent on acquiring U.S. wealth management and advisory firms.
Fee-for-service business models get another boost with AdvicePay facilitating expanded pricing models for Cambridge's associates.
The move puts him on the other side of the table at the independent broker/dealer LPL Financial, where he served as president until 2015.
Allworth Financial co-CEO Scott Hanson on how the Lightyear Capital investment will help fuel a monthly buying binge of $100M to $500M AUM RIAs all willing to 'sing from the same song sheet' as part of a nationally recognized advisory firm.
Cetera's Jon Anderson and Summit's Kaci Skidgel discuss how the firm's new 401(k) Fee-for-Service Advice Program enhances the client-advisor relationship.
Tagge Rutherford Financial Group joined LPL Financial from Cetera
Panelists participating in the annual WealthManagement.com Technology Forums described the acceleration and adoption they've seen in a year unlike any other.
Susan L. Welo claims AdvisorNet cost her her livelihood.
The comments came during a webinar co-presented by SIFMA and Bates Compliance on virtual office inspections.