UBS’s Wealth Management Americas division, aiming to bolster the fortunes of the Swiss bank’s brokerage, today internally announced significant management changes on top of a substantial reorganization: It consolidated three brokerage...

After almost a year of looking for the right buyer, AIG’s broker/dealer reps were told on Monday that they would not be sold...

The recruiting frenzy among regional firms for breakaway wirehouse brokers is still going strong. Robert W. Baird, Commonwealth Financial and RBC Wealth Management announced recruiting coups.

The AIG Advisor Group may finally have found a buyer after nine months of operating in limbo...

RBC Wealth Management hired William Thompson as a senior vice president and branch director for its Casper, Wyoming office. Thompson joins RBC Wealth Management from UBS. Former AIG Advisor Group executive, Stuart Rogers, has joined Bennett Group...

RR: As a rep with AIG, how have you handled client concerns? MG: Since we're independent, our clients are comfortable that it's Meg Green & Associates they're doing business with; our brokerage firm is Royal Alliance Associates. We've never...

AIG, now majority owned by the U.S. government, is shopping around its indie b/d subsidiary, the AIG Advisor Group. But only a small number of reps affiliated with AIG’s b/d have decided to bail. Why?