This year, J.D. Power measured advisor satisfaction at both the employee and independent firms.

The Oregon Community Credit Union team, which oversees $340 million in client assets, has affiliated with Priority Financial Group, a Phoenix-based hybrid RIA and super OSJ of Securities America.

One law firm filed three dozen FINRA arbitration claims this week against 12 brokerages.

The eQuipt Dashboard provides features to assist advisors with new compliance provisions.

Advisors are increasingly reluctant to sell during this period of disruption and uncertainty without a greater level of commitment and ongoing support from their firms.

The finalists for the 2020 “Wealthies” include 155 companies across 73 categories to be recognized this year at a live, digital awards ceremony.

Captrust has added Lakeside Wealth Management to its burgeoning national franchise.

Broadway Graham Wealth Partners is based in Illinois, and its founders said they'd be joining Private Advisor Group out of a desire for independence and to benefit from the independent b/d's tech options.

Nicklas Financial will be joining the independent broker/dealer with about $400 million in brokerage and advisory assets.