Newly named Chief Financial Officer Greg Stockett joins the firm from REDI Global Technologies, while Chief Legal Officer and General Counsel Nina McKenna comes from Cetera.
The large broker/dealer network is gaining traction with its succession planning program and will launch a website, a la Match.com, later this year, to help buyers and sellers connect.
Recent changes to the independent broker/dealer's business plan will let advisors meet the best interest standard across retail and qualified accounts, according to the company.
Advisor Group, the b/d network recently acquired by Lightyear Capital, has named UBS veteran Jamie Price as its new CEO. His first order of business? To listen to advisors and baseline the firm.
Equity research analysts following LPL Financial said they were surprised by the Reuters report that the nation's largest independent broker/dealer is exploring a sale given the uncertain environment for independent b/ds coming under ...
LPL Financial decided to leave the Financial Services Institute earlier this summer, but now three of its largest offices of supervisory jurisdiction have joined the advocacy organization...
Cetera Financial Group’s 9,000 financial advisors have a new chief. The broker/dealer network confirmed reports Thursday that non-executive chairman Robert Moore, former president of LPL Financial, will take over as CEO Sept. 12, replacing...
Erica McGinnis has stepped down as president and CEO of independent broker/dealer network Advisor Group but will remain with the firm as executive vice president and head of transitions...
The chances of entering another recession within the next year has increased, according to J.P. Morgan economists. The chances of the U.S. slipping into a recession within the next 12 months stands at 36 percent, up from 34 percent last week ...
