As part of our #FiduciaryFriday series this month, we asked the Institute for the Fiduciary Standard's Knut Rostad to provide his thoughts on where the Securities and Exchange Commission's fiduciary efforts stand. Rostad finds there is a...
As part of our #FiduciaryFriday series this month, we asked TD Ameritrade Institutional's Skip Schweiss to provide his thoughts on the Labor Department's fiduciary rulemaking efforts. He has a very simple response to brokers...
John Hailer says the federal government should not mandate a preference for passive index funds
As part of our #FiduciaryFriday series this month, we asked Ron Rhoades to provide his thoughts on where the Labor Department's fiduciary rulemaking efforts stand. But Rhoades envisions a dark future for the industry if...
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How Barclays Lost Wealth Management in the U.S.
Today’s securities arbitration system fairly and optimally balances the interests of both parties and thus provides each with important benefits and protections.
