Ann Therese Palmer

Ann’s Recent activity

Activist Capitalists
Oct 01, 2005
Years ago, most investors assessed the merits of companies by analyzing balance sheets, P&L and cash-flow statements. Investors who analyzed corporate boardrooms and ranked them for their shareholder friendly policies...
A Guide to Walking Right
Feb 01, 2004
Q: I didn't receive any accounts during an account reassignment after a broker left the firm. My manager said it was because I was on vacation and thus could not call the clients. I suspect that it had little to do...
The World's Largest Skimming Operation
Dec 01, 2003
Sen. Peter Fitzgerald, a first-term Republican from Illinois, chairs the only Senate committee investigating mutual fund trading abuses the Governmental Affairs Subcommittee on Financial Management, the Budget and...
Unleashing the Webb
Dec 01, 2003
If you didn't already know the New York Stock Exchange was waist-deep in turmoil, Dan Webb's presence there would be a good indication of something amiss. Like many a troubled institution before it, NYSE has hired...
Untangling a Webb
Nov 12, 2003
If you didn’t already know the New York Stock Exchange was waist-deep in turmoil, Dan Webb’s presence there would be a good indication of something amiss. Like many a troubled institution before it, NYSE...
The Next Wave of Lawsuits
Apr 01, 2003
When New York Attorney General Eliot Spitzer finalizes his $1.4 billion conflict-of-interest suit, the settlement might be the end of one chapter in the legal saga, but it's almost certainly the beginning of another...
Pitt to NASD, NYSE: Foul!
Oct 01, 2002
California's arbitration tussle with the NASD and NYSE has gone from bad to worse. Now, SEC Chairman Harvey Pitt has jumped into the fray. In an unprecedented move, he has ordered the self-regulatory organizations to...
California Arbitration Jam Gets Worse
Sep 18, 2002
California’s arbitration tussle with the NASD and NYSE continues to worsen, and the fight may not end for several more months, which means more delays in the arbitration system will occur.
California Securities Arbitrations at a Standstill
Sep 01, 2002
Nancy Zanolini, 57, a semi-retired art gallery manager in suburban Sacramento, Calif., had been eagerly awaiting July 2002 for months. That's when arbitrators were to have been appointed to resolve her claim of $200...
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