Diana Britton

Mutual funds are under attack on all fronts. Can they survive?

Lester W. Burroughs was running a Ponzi-like scheme, and could face up to 20 years in prison.

The deal gives Chase customers access to Yodlee’s financial applications, with the goal of improving their spending, budgeting, savings and investments.

Recent moves by Schwab, TD Ameritrade and others to eliminate commissions factored into the decision, said LPL's Rob Pettman.

'I’ve gone through several mergers in the financial services industry, and I want to be prepared for what the options could be,' said Sam Dedio, an RIA managing $7 million in client assets.