Diana Britton

There’s been a lot of speculation over how many of Morgan Keegan’s 1,000 financial advisors will stick around as the firm gets absorbed into acquirer Raymond James, a deal expected to close in April. Some...

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Morgan Keegan has lost seven financial advisors since December, FINRA filings show. They follow some 190 other advisors who fled over the past six months, after corporate parent Regions Financial Corp. put the broker...

Family ties run deep, to a certain point. I recently came across a Supreme Court filing against Raymond James Financial Services and Dwight Wanken, a branch manager, that exemplifies the dangers of the family business...

Lincoln Investment Planning, an independent broker/dealer in Philadelphia, announced it will acquire independent broker-dealer Capital Analysts from insurance firm Western & Southern Financial Group. The move will...

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