Bill Singer

Bill’s Recent activity

Street Legal: Beware the Bankrupt Financial Advisor

Feb 28, 2011

A FINRA arbitration notes personal bankruptcy and credit problems.

Street Legal: An Open or Shut Arbitration

Jan 31, 2011

Repayment of an EFL rested on whether a UBS branch was permanently closed.

Till Death (And Arbitration) Do Us Part

Dec 31, 2010

Advisors can face collateral damage when spouses feud over assets.

Street Legal Dec. 2010: Honor Impugned, Advisor Strikes Back

Nov 30, 2010

FINRA backs an advisor's effort to clear his name.

Street Legal: When the Best Defense Is a Good Offense

Nov 01, 2010

How FINRA arbitrations can backfire on employers.

Street Legal: The Message and the Medium

Oct 01, 2010

The SEC warns there are no "private" business communications.

Street Legal: Roads Not Taken

Sep 01, 2010

There is a troubling lack of uniformity among regulators.

Street Legal: FINRA Arbitration: Sometimes It Pays to Settle

Aug 01, 2010

Getting your day in court or arbitration may be more costly than you bargained for.

A Not-So-Clever Resignation Strategy

Jul 01, 2010

Don't change your clients' phone numbers and addresses just before quitting.

The UK Junks Its FSA, When Will We Junk The SEC

Jun 17, 2010

The SEC is a gas-guzzling dinosaur of a vehicle whose engine warning-light went on years ago. It is a wheezing, dyspeptic boiler in our basement. Nothing good will come of this.

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