REP.: At the beginning of your tenure, you took some bold steps, changing around divisions and leadership roles. What was gained through the changes...
An Overland Park, Kansas-based team of advisors left Wells Fargo Advisors last month to launch their own registered investment advisory with the help of Dynasty Financial Partners. The four-person team, managing $400 million in client assets, have...
Nearly half of advisors (46 percent) gave their RIA firms a passing grade on their diversity programs, according to a recent Schwab Advisor Services survey of 571 advisors. Another third of advisors say they’re not sure what their firms’ diversit...
The Financial Services Institute is rolling out a new benefit to its members, term life and long-term disability insurance for about $250 a month for the average 50-year-old advisor.
In an effort to retain and grow its 37,000 advisor membership ...
San Diego, Calif.-based Lucia Capital Group has acquired the client relationships of a $170 million RIA firm, West Coast Asset Management, with the help of Derek Bruton, the former head of LPL Financial’s independent advisor services and...