An Overland Park, Kansas-based team of advisors left Wells Fargo Advisors last month to launch their own registered investment advisory with the help of Dynasty Financial Partners. The four-person team, managing $400 million in client assets, have...
Nearly half of advisors (46 percent) gave their RIA firms a passing grade on their diversity programs, according to a recent Schwab Advisor Services survey of 571 advisors. Another third of advisors say they’re not sure what their firms’ diversit...
The Financial Services Institute is rolling out a new benefit to its members, term life and long-term disability insurance for about $250 a month for the average 50-year-old advisor.
In an effort to retain and grow its 37,000 advisor membership ...
San Diego, Calif.-based Lucia Capital Group has acquired the client relationships of a $170 million RIA firm, West Coast Asset Management, with the help of Derek Bruton, the former head of LPL Financial’s independent advisor services and...
The ‘big tent’ philosophy of some custodians is getting smaller, and some small RIAs are getting squeezed out
Ex-LPL exec Bill Dwyer comes aboard as Michael Weil takes the reigns
Knoxville-based SSN has 450 financial advisors, brokers and insurance agents with about $13 billion in client assets under management
FINRA looking more closely at IBDs with high-risk brokers
