Raymond James has attracted the largest team since the firm started in 1962, with $2.4 billion in client assets, to its employee channel. The Americas Group, which has two offices in South Florida, joins from Morgan Stanley. The team includes ...

NorthStar Financial Services, as it’s known today, grew out of Patrick Clarke’s vision to build a small financial planning firm in Omaha, Neb. in 1975...

Rep. French Hill (R-Ark.), a member of the House Financial Services Committee and a former broker, threw his support behind Financial Industry Regulatory Authority as the examiner of registered investment advisors, calling the self-regulator the ...

After five years in business, David Kassir, owner and CEO of Falls Church, Va.-based broker/dealer Manna Capital Management, closed up shop this month. He then joined Wells Fargo Advisors Financial Network as an independent practice...

Savant Capital Management expanded its presence in the Chicago market and boosted its assets to nearly $4.5 billion with the recent acquisition of Orion Capital Management...

Financial Engines is close to a deal to add its online investment advice to Wells Fargo & Co's retirement platform, according to a Wells presentation obtained by Reuters, news that boosted Financial Engine's stock more than 6 percent...