Michelle Owens, Financial Consultant, Salomon Smith Barney, Member, the National Association of Securities Professionals, Bethesda, Md.Salomon Smith Barneys Michelle Owens has had numerous jobs in the field of business and finance. The rep worked...
In January, Worth Bruntjen, portfolio manager of Piper Capital Managements (PCM) beleaguered Institutional Government Income Portfolio fund, settled fraud charges brought against him by the SEC, agreeing to a five-year suspension and a $100,000...
Although most investment professionals are comfortable explaining the market fluctuations that may affect a clients portfolio, some industry observers believe that few reps are actually educating their customers about a tougher subject--the...