Viewpoints

Seven Things Every Advisor Should Do Before Going Indie

If you’re an advisor who is ready to leave a wirehouse, you’ve no doubt been doing your homework about making the transition to the independent space. You’ve been reading everything you can get your hands on, talked to other advisors who have made the move and done due diligence on the business model you want to pursue. Here are seven things that you should do before leaving your wirehouse role

 

John C. Lindsey, CFP, founded Lindsey and Lindsey Wealth Management, Inc. in 2012 to be able to better serve his client base with an expanded universe of investment offerings. Formerly with Edward Jones for over 15 years, his office in Simi Valley was among the top 3% volume offices in the country. Lindsey and Lindsey Wealth Management offers securities through Securities America, Inc, and advisory services are offered through Cooper McManus, an SEC Registered Investment Advisory Firm. 

Start slideshow
Hide comments

Comments

  • Allowed HTML tags: <em> <strong> <blockquote> <br> <p>

Plain text

  • No HTML tags allowed.
  • Web page addresses and e-mail addresses turn into links automatically.
  • Lines and paragraphs break automatically.
Publish