The SEC is seeking information from market participants, consumer advocates and others on “digital engagement practices” that are closely associated with the mobile phone apps offered by Robinhood and other companies.
Millennials are increasingly worried about not hitting their financial goals—and are turning to advisors for help.
Risk evaluation firm Riskalyze has found a new private equity backer, Hg Capital, as CEO and co-founder Aaron Klein cashes out some of his stake in the business.
Like many firms, Broadridge views the pandemic as an opportunity for digital transformation.
Riskalyze CEO Aaron Klein provides his take on the biggest news to hit advisor technology in the previous month.