New RIAs Key

An asterisk (*) following the name of a firm in this column denotes a Dually Registered RIA (as opposed to the absence of an asterisk, which denotes a Breakaway RIA).
A plus sign (+) following the name of a firm in this column denotes a New RIA Affiliated with Existing RIA (as opposed to the absence of a plus sign, which denotes a New RIA Established by IAR).
Firm numbers that appear in bold signify that the firm appears in this section of the report. Firm numbers that are not embellished signify a secondary classification for that firm.