New RIAs Key

  1. An asterisk (*) following the name of a firm in this column denotes a Dually Registered RIA (as opposed to the absence of an asterisk, which denotes a Breakaway RIA).
  2. A plus sign (+) following the name of a firm in this column denotes a New RIA Affiliated with Existing RIA (as opposed to the absence of a plus sign, which denotes a New RIA Established by IAR).
  3. Firm numbers that appear in bold signify that the firm appears in this section of the report. Firm numbers that are not embellished signify a secondary classification for that firm.
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