Advisors looking to bring in Generation X and millennial clients are finding different pricing structures—not the traditional AUM model—that resonates with prospects, according to a new TD Ameritrade Institutional survey.
Edward Jones has named Jim Weddle’s replacement, Sallie Krawcheck is giving women $100,000 and Merrill Lynch names a new L.A. market executive.
Representative Tom MacArthur (R-N.J.) introduced the Securities Fraud Act of 2018 in February, which would give “exclusive federal jurisdiction over civil securities fraud actions.” State regulators are not happy.
The DOL issued a temporary enforcement policy regarding its fiduciary rule, Schwab to open accelerators in Austin and San Francisco and Black Diamond launches a new client portal.
How financial advisors can assist married couples that are fiscal unequals.