But you have to put in the sweat equity to make it work.

In one case, an unnamed broker stole over $100,000 from an elderly customer’s account.

The settlement follows a 2021 targeted exam looking into how firms work with social media influencers.

Buyer beware.

The commission accused Global Predictions and Delphia of “AI washing,” making misleading claims about how they each used artificial intelligence in managing investments.