Ever curious about what clients say about their financial advisors behind closed doors? We recently got the lowdown from Kevin Huhn, 54, who, after an eclectic career, now heads Be Your Best Today, a media and public relations firm near Toronto.
Students are concerned about the industry’s negative perception, Orion debuts Compass app and Stifel’s takeover of Ziegler is a done deal.
Robert Cook provides an update on the increased oversight by the SEC, and weighs in on a best interest standard.
SEC Chairman Jay Clayton says he’s moving forward with a best interest standard, and he wants to reduce the number of standards financial professionals are currently subject to.
How do the economics of going independent compare to the value of taking a recruiting deal from a major firm?
Galvin to continue to pursue his case against Scottrade, study sees shifts in the asset management industry and ETF ownership is on the rise.
Industry executives and experts say we will continue down the road toward a fiduciary standard, regardless of the court’s decision.
Are your clients’ plans missile-proof?
If your clients haven’t bothered to ask how you incorporate their tax situation into the advice you’ve provided in the past, they probably will now.
