Advisors looking to bring in Generation X and millennial clients are finding different pricing structures—not the traditional AUM model—that resonates with prospects, according to a new TD Ameritrade Institutional survey.

Edward Jones has named Jim Weddle’s replacement, Sallie Krawcheck is giving women $100,000 and Merrill Lynch names a new L.A. market executive.

Representative Tom MacArthur (R-N.J.) introduced the Securities Fraud Act of 2018 in February, which would give “exclusive federal jurisdiction over civil securities fraud actions.” State regulators are not happy.

The DOL issued a temporary enforcement policy regarding its fiduciary rule, Schwab to open accelerators in Austin and San Francisco and Black Diamond launches a new client portal.

How financial advisors can assist married couples that are fiscal unequals.

Control is driving the virtual tug of war between advisors.

Dissatisfaction rarely results in an affluent investor searching for a new advisor.

Wealthfront opens its college planning tool to all users, Acorns launches its retirement tool and the SEC builds an online tool to find troubled brokers.