The Independent Advisor Institute, as it’s called, held a pilot earlier this year, with 20 managing advisor/associate advisor pairs.
The list here may serve as a valuable prospecting tool for advisors.
The marketplace lender’s asset management division must pay over $4.2 million; its co-founder and former CEO is barred from the industry.
Old money is losing out to new money—or is it?
There’s a new crop of investors who believe they can affect change through their investment decisions.
