A new bill package includes a section establishing who are fiduciaries, including broker/dealers, broker/dealer agents, insurance producers, investment advisors, federally covered advisors and investment advisor reps.
As you approach the sale of your advisory practice, the following factors impact accessibility of bank financing and ultimately cash at closing.
Expert guest Katy Goshtasbi joins Stephen and Kevin to discuss strategies to handle stress and increase productivity.
Indexing's founding father is a treasure chest of lessons for today's financial advisors.
Two cases late last year and recent regulatory actions have underscored the need for firms to work this year on developing practice standards if they offer robo-advisory services or expect to do so.
Micah Shilanski transitioned from working 70-plus-hour workweeks to refining his practice down to the point where he can service all of his 160 clients while being in the office only four months of the year.
