Many firms are dragging their heels in complying with GDPR. The penalties for doing so can be quite severe.
The days of the “take it or leave it” ecosystem are over and independent financial advisors should take full advantage of this budding trend.
The following five steps will help you transform a capable assistant into an indispensable assistant.
Values Added Financial founder Zach Teutsch goes against everything financial advisors are trained to do: never talk religion or politics with clients.
The largest privately held IBD is helping more advisors abandon their FINRA registrations, adding more model portfolios and financial planning tools.
The more time and money you invest in your business and investing in the right marketing activities, the more business you will bring in.
Just Wealth founder Phuong Luong discusses the progression from financial education to financial coaching to financial counseling to financial planning.
Sometimes the road to independence takes a series of smaller steps.
