Net advised assets coming to, and leaving, major brokages based upon press releases and published information during the month of August 2015. Estimated data assumes 100 percent of client assets travel with the advisor. If you have news regarding advisor moves going forward, please send to [email protected].
**The three advisors joining Benjamin F. Edwards have a combined $348 million in assets.
| Date | Name of Advisor | Firm To | Firm From | AUM | Location |
|---|---|---|---|---|---|
Bill Chaffin, Robert Willgoss and Alex Monroe | Stifel Financial | Morgan Stanley | $300,000,000 | San Diego | |
Greg Weimer, Jim Wilding and Kurt Kimmich | Raymond James Financial Services | Wells Fargo Advisors Financial Networ | $700,000,000 | Pittsburgh | |
Stephen J. Renie, Michael S. Arthur and Jennifer S. Hall | Merrill Lynch | Morgan Stanley | $300,000,000 | Cincinnati | |
Caleb Kennedy | Wells Fargo Advisors Financial Network | LPL Financial | $79,000,000 | Melbourne, Fla. | |
Leonard Cautela | Wells Fargo Advisors Financial Network | Morgan Stanley | $43,000,000 | Fairfield, N.J. | |
Kyle Wagner | Wells Fargo Advisors Financial Network | GWN Securities | 28,000,000 | Hazleton, Pa. | |
Greg Weimer, Jim Wilding & Kurt Kimmich | Raymond James Financial Services | Wells Fargo Advisors Financial Network | $700,000,000 | Pittsburgh | |
Gavin Gleason, Andrea Gleason, Sakya Schuler & Diane Johns | Raymond James Investment Advisor | Hilliard Lyons | $150,000,000 | Prospect, Ky. | |
Jaime Fals and Eli Gelman | Jefferies | Morgan Stanley | $1,000,000,000 | Miami | |
Hyeon Kang, Larry Dime and Hung Tran | Merrill Lynch | Morgan Stanley | $250,000,000 | Bellevue, Wash. | |
Michael Starr and Daniel Starr | RBC Wealth Management | Stifel Financial | N/A | New York | |
Peter Oldrid | Voya Financial Advisors | Investors Capital | $80,000,000 | Fall River, Mass | |
Thomas McDonald, T. Brandon Cox, Arthur Klugh, Jim Charbonneau and Taber Brown | United Capital | The Investment Center | $415,000,000 | Anderson and Seneca, S.C. | |
Glenn Arthurs, Chris Malof, Jay Blair & Wyatt Arthurs | UBS Wealth Management | Morgan Stanley | $2,000,000,000 | Buffalo, N.Y. | |
Michael Palace | LPL Financial | Wells Fargo Advisors | $130,000,000 | Bedminster Township, N.J. | |
John Cordeiro | LPL Financial | Waddell & Reed | $220,000,000 | Napa, Calif. | |
Duane Raanes & Brady Raanes | Raymond James Financial Services | Wells Fargo Advisors Financial Network | $128,000,000 | Hattiesburg, Miss. | |
Kenton McMahon | Ameriprise | Wells Fargo Advisors | $161,256,739 | Dublin, Ohio | |
Derrick Wells | Ameriprise | Edward Jones | $103,164,615 | Mount Vernon, Ind. | |
Brian McDaid | Ameriprise | Securities America, Inc. | $78,617,932 | Montvale, NJ | |
Jon Marzano and Arthur Marzano | LPL Financial | Marzano Capital | $300,000,000 | Clemmons, N.C. | |
Douglas "Kent" Clayburn | UBS Wealth Management | Morgan Stanley | $250,000,000 | Walnut Creek, Calif. | |
Timothy Pester | Wells Fargo Advisors | Key Investment Services | $100,000,000 | Colorado Springs | |
Jane & Katherine Drew | Wells Fargo Advisors | Merrill Lynch | $278,000,000 | Portland | |
Anthony Miceli** | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | Morristown, N.J. | |
Peter Borho** | Benjamin F. Edwards & Co. | Raymond James | N/A | Sarasota, Fla. | |
Tim Oman** | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | Woodstock, Ill. | |
Daniela Pedley & Lauren Cosulich | Dynasty Financial Partners | Barclays U.S. Wealth Management | $500,000,000 | Boston | |
Eric Kaehr and Paul S. Rashid | Raymond James Financial Services | Northern Trust Wealth Management | $250,000,000 | Chicago | |
Ashley Hall | Wells Fargo Advisors Financial Network | Huntington Investment Co. | $65,000,000 | Lafayette, Ind. | |
Ramon Valdez | Wells Fargo Advisors Financial Network | UBS Wealth Management | $350,000,000 | Brea, Calif. | |
T. Kevin Taylor, S. Kyle Taylor & team | Commonwealth Financial Network | NFP Advisor Services | $125,000,000 | Orlando, Fla. | |
Jerod Wurm and Casey Frye | Wells Fargo Advisors Financial Network | Morgan Stanley | $192,000,000 | Roseville, Calif. | |
Dax A. Seale and Amber Seale | Raymond James & Associates | Edward Jones | $157,000,000 | Dallas | |
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff Rizzo | UBS Wealth Management | Merrill Lynch | $870,000,000 | Gainesville, Fla. | |
Eric Davidson, Louis Baudendistel, Glen Davis, Edward Jeffery & team | Aegis Capital | JHS Capital | $200,000,000 | Portland, Ore. | |
David Sobocinski, Julian Frank, Marc Wong and Mark Remigio | UBS Wealth Management | Morgan Stanley | $950,000,000 | Melville, N.Y. | |
Chuck Eberly, Larry DeFluri & team | Dynasty Financial Partners | Wells Fargo Advisors | $250,000,000 | Harrisburg, Penn. | |
Melissa Duffy and Paige Todorich | HighTower | Wells Fargo Advisors | $150,000,000 | Portland, Maine | |
Louis Greif | Morgan Stanley | Barclays Wealth Management | N/A | New York | |
William Goettert and John Entenberg | Morgan Stanley | Citigroup | $1,000,000,000 | Boca Raton, Fla. |
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