Slashing fees is only the start to keep self-directed investors, FiNet advisors join Raymond James and diamond earrings sell for a record at auction.

The top 20 colleges ranked by ultra-rich alumni, Addepar expands its alt investments capabilities and Raymond James continues its West Coast recruiting spree.

The regulator wants to more proactively engage with people in the industry developing or using new financial technologies, FINRA President and CEO Robert W. Cook announced at its annual conference in Washington, D.C.

Pet visitation therapy provided to hospital patients and the elderly constitutes an exempt organization’s charitable purpose.

The SEC suggests keeping your guard up against fake news seen in social media, investment newsletters, online ads, email, Internet chatrooms, direct mail, newspapers, magazines, TV and radio.

Darren McFadden claims Ameriprise didn't notify him of broker misconduct, State Street and TruValue labs announce ESG partnership and Baird opens a new Chicago-area office.

High-net-worth women increasingly are in charge of family finances, two asset managers make ESG investing hires and Raymond James gains $275 million Morgan Stanley team.

The bizarre case of an Atlanta attorney and the murder of his prominent businesswoman wife.

Advisors charge fees that are opaque or hidden, depriving investors of information needed to avoid excessive costs.