Lawyers for the former employee, Gary Sinderbrand, must give court authorities a disc that one of the lawyers said contains the names, Social Security numbers and account balances of tens of thousands of Wells Fargo clients

And the winners are…

The SEC chair raised concerns with the Department of Labor's proposed rule during an appearance at the U.S. Chamber of Commerce.

Ameriprise reported record client assets and wrap-account inflows, as well as improved advisor productivity, despite changes to 12b-1 fees in response to the DOL rule.

Lorena Tassinari, a former Mexican soap opera star, has been rebuffed at every attempt to claim some of her late husband's estate.

The asset manager said Tim Buckley would become CEO in 2018, replacing Bill McNabb. Here are his answers to a few questions.

Financial disclosure forms from Randal Quarles and Joseph Otting show both men generated substantial wealth from the industry they will now be tasked with regulating.