David Carroll comes to Wells Fargo’s defense, Texas advisors accused of running a Ponzi scheme and Buckhead Investment Partners rebrands.

A fixed fee for financial planning can offset variability in asset-based fees in a down market and reinforce the value of financial planning for the client, according to a new Cerulli report.

With firms leaving the Protocol for Broker Recruiting, it’s only going to get harder for breakaways.

RIAs charged by SEC over excessive fees, financial illteracy persists and an Oregon advisor is accused of a Ponzi scheme.

Despite the wider #MeToo movement, many women in the financial advisory industry who have been sexually harassed are still reluctant to come forward and report the abuse.

The super rich prefer jet memberships to ownership, nominations are open for XYPN’s fintech competition and Halite names a CFO, COO.

Some clients of the bank’s wealth-management division were steered into investments that maximized revenue for the bank and compensation for its employees.

CEO Jamie Dimon said the bank has only captured 1 to 4 percent of the market.